Abstract:
In this work the electrical and electroluminescence properties CdTe nanocrystal films
were analysed. The structure consisted of a multilayer of CdTe nanocrystals deposited
by the layer-by-layer technique, sandwiched between an ITO anode and an aluminium
cathode.
The first part of this work was dedicated to structural and process improvement. Earlier
devices, produced through a layer-by-layer (LbL) manual procedure, had an average
thickness of 30nm per nanocrystal monolayer, with a roughness near 30% of the overall
thickness. Electrical tests showed current densities over 100 mA/cm^2, with a frequent
occurrence of pinholes and short-circuits that caused erratic sample behaviour and
device rupture. SEM and AFM microscopic analysis showed that the nanoparticles were
aggregated in 15-20nm thick clusters bound by polymer. A high porosity and non-
uniformity of the multilayer was observed, explaining the formation of short-circuits.
Luminescence was obtained from a very small number of samples, and with a very short
duration that did not make spectral analyses possible.
A robotic arm was programmed to carry out the LbL deposition, in an attempt to reduce
the inhomogeneities of the multilayer. A key factor was the introduction of a special
routine to remove the samples from the solutions. The sample withdrawal was designed
to be in the vertical at a rate of 1.18 mm/s. The idea was to use gravity and the surface
tension of the aqueous solutions to remove all the excess liquid from the surface.
Additionally, poly(ethylenimine) (PEI) was eliminated from the process to improve
homogeneity. These modifications produced multilayers with a thickness of 3nm per
layer, average roughness below 5nm and CdTe packing density of 27%. Electrical
measurements showed a stabilisation of the current-voltage (I-V) characteristics. A
significant improvement in luminescence occurrence frequency and intensity was also
achieved, enabling first spectral analyses.
Once a reliable manufacturing procedure was developed, the electrical characterisation
commenced with the analyses of samples with a different number of layers, operated in
air. A field dependency of the I-V curves was found. Optimal performance was obtained
from 30-layer samples, and this number of layers was adopted for subsequent analyses.
Best samples showed external quantum efficiencies of 0.51%, with a photometric
response of 0.8 lm/W and peak brightness of 1.42 cd/m^2. However, current and
electroluminescence (EL) degradation with voltage and operation time were found in
the device.
Single carrier devices revealed a barrier for electron injection higher than predicted by
the band diagram of the structure. The presence of an aluminium oxide layer at the
multilayer/cathode interface was postulated, and confirmed through experiments in
nitrogen. It was proposed that the growth of this oxide layer is the cause of device
degradation during operation in air. However, it was demonstrated that the presence of
the oxide favoured radiative recombination prior to degradation, with device
efficiencies nearly 10 times higher than in devices without the oxide film. This was
justified through three effects: charge accumulation at both sides of the oxide, field
concentration across the oxide barrier and a reduction in leakage current.
Unequal behaviour of samples with different electrode materials revealed that charge
injection was the limiting mechanism for current flow, with a current onset field in the
range of 2-3x10^7 V/m. Fowler-Nordheim plots showed that field emission was
responsible for hole and electron injection into the device. Also, Fowler-Nordheim plots
provided evidence of the dynamic nature of the cathode oxidation process. Dielectric
breakdown of the aluminium oxide barrier at a rupture field of 3x10^7 V/m was found as
a possible triggering mechanism of oxide layer growth. It was found that a critical field
around 4.5x10^7 V/m caused irreversible loss of photoluminescence (PL) of the
nanocrystals. This loss was attributed to an avalanche effect within the multilayer. The
operational range for the devices is then found to be between 2x10^7 V/m and
4.5x10^7 V/m.